DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2012-121
XXXXXXXXXXXXXXXXXX.
XXXXXXXXXXXXXXXXX
FINAL DECISION
This proceeding was conducted according to the provisions of section 1552 of title 10 and
section 425 of title 14 of the United States Code. The Chair docketed the application upon
receipt of the applicant’s completed application on April 16, 2012, and subsequently prepared the
final decision as required by 33 CFR § 52.61(c), with the assistance of staff member D. Hale.
members who were designated to serve as the Board in this case.
This final decision, dated January 18, 2013, is signed by the three duly appointed
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant, who retired as a Yeoman first class (YN1) after serving 20 years on active
duty in the U.S. Army and the Coast Guard, asked the Board to correct his record to show that he
transferred his benefits under the Post-9/11 Veterans Education Act of 2008 (Post-911 GI Bill)1
to his dependents prior to his retirement from the Coast Guard. He stated that he was on terminal
leave from April 2009 until his retirement on September 1, 2009, and alleged that he was not told
about the Post-9/11 GI Bill program prior to beginning terminal leave.
Regarding the delay in submitting his application, the applicant stated that he discovered
the alleged errors in his record on April 10, 2012, and argued that it is in the interest of justice to
waive the untimeliness because he was unaware of the Post-9/11 GI Bill benefit and only learned
about it when he was planning for his dependent children to attend college.
SUMMARY OF THE RECORD
The applicant retired from 20 years of active military service on September 1, 2009.
1 The Post-9/11 GI Bill provides financial support for education and housing to individuals with at least 90 days of
aggregate service after September 10, 2001, or individuals discharged with a service-connected disability after 30
days. An individual must have received an honorable discharge to be eligible for the Post-9/11 GI Bill.
http://gibill.va.gov/benefits/post_911_gibill/index.html
There is nothing in the record to indicate that he attempted to transfer his unused Post-9/11 GI
Bill benefits to his dependents prior to his retirement from the Coast Guard. There is nothing in
the record to indicate that he was counseled about the Post-9/11 GI Bill benefits prior to his
retirement.
VIEWS OF THE COAST GUARD
On August 15, 2012, the Judge Advocate General (JAG) of the Coast Guard submitted an
advisory opinion recommending that the Board deny the applicant’s request. The JAG argued
that relief should be denied because the applicant failed to substantiate an error or injustice
regarding the Coast Guard’s notice of pending implementation of the Department of Veterans
Affairs (DVA) Post-9/11 GI Bill benefits with respect to his retirement decision. The JAG
argued that the Coast Guard delivered constructive notice to all members of the DVA’s Post-9/11
GI Bill program when it released ALCOAST2 447/08 on September 18, 2008. The JAG stated
that the applicant was still on active duty when this ALCOAST was released and that it “was [the
applicant’s] responsibility to read and understand information provided within ALCOAST
messages.” The JAG noted that ALCOAST 447/08 clearly states that the Post-9/11 GI Bill does
not go into effect until August 1, 2009, and plainly addresses the transferability of benefits to
dependents. The JAG further noted that ALCOAST 447/08 specifically states that “members are
reminded not to make significant unalterable career choices or changes to college savings plans.”
The JAG also argued that the ALCOAST announcing the implementation of the Post-9/11
GI Bill was released eight months before the applicant began his terminal leave. Moreover, the
JAG argued, the CG released another ALCOAST on January 16, 2009, and it specifically
addressed the topic of transferability of the benefits to dependents. The JAG asserted that this
“is clearly a failure on the applicant’s behalf to read posted information released by the CG on
several different occasions regarding pending educational benefits prior to the applicant’s
decision to retire.”
The JAG further argued that the applicant has not met his burden of proving that the CG
committed an error or injustice in its implementation of the Post-9/11 GI Bill transfer program.
The JAG asserted that the applicant had constructive notice of the benefits prior to his September
1, 2009, retirement, and his failure to avail himself of published CG information does not
impugn the CG with error or describe an injustice in the way the CG delivered the program
information to its members.
The JAG also adopted the findings and analysis provided in a memorandum on the case
prepared by the Personnel Service Center (PSC). The PSC argued that although the applicant
claimed that there was no way for him to know about a policy that went into effect on August 1,
2009, the Coast Guard released two ALCOASTs regarding the transfer of GI Bill benefits to
dependents before the applicant began his terminal leave in April 2009. The PSC argued that
“[i]t is unclear how, beginning in September of 2008, the applicant remained unaware of a
2 ALCOAST - A notice containing information of an urgent nature, requiring a wide distribution within the Coast
Guard and is transmitted via the Coast Guard Telecommunications System (CGTS). It remains in effect for one
year from the date of origin. Coast Guard Telecommunications Manual (TCM), COMDTINST M2000.3C.
program so heavily anticipated. The applicant’s argument that he was miscounseled or
misinformed is therefore without merit.”
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On August 24, 2012, the BCMR sent the applicant a copy of the Coast Guard’s views and
invited him to respond within 30 days. The BCMR did not receive a response.
APPLICABLE LAW AND REGULATIONS
38 U.S.C. § 3319
Section 3319 to Title 38 states the following in pertinent part:
“(a) In general
permit an individual described in subsection (b) who is entitled to educational assistance under
this chapter to elect to transfer to one of more of the dependents specified in subsection (c) a
portion of such individual’s entitlement to such assistance, subject to the limitation under
subsection (d).
“(2) The purpose of the authority in paragraph (1) is to promote recruitment and retention in the
uniformed services. The secretary concerned may exercise the authority for that purpose when
authorized by the Secretary of Defense in the National Security interests of the United States.
“(b) Eligible individuals
uniformed services who, at the time of the approval of the individual’s request to transfer
of
service in the armed forces and enters into an agreement to serve at least four more years as a
member of the uniformed services; or (2) the years of service as determined in regulations
pursuant to subsection (j).
#
#
#
“(f) Time for transfer; revocation and modification.
limitation for use and entitlement under section 3321, an individual approved to transfer
entitlement to educational assistance under this section may transfer such entitlement only while
serving as a member of the armed forces when the transfer is executed.
#
#
#
“(j) Regulations. (1) The Secretary of Defense, in coordination with the Secretary of Veterans
Affairs, shall prescribe regulations for purposes of this section. (2) Such regulations shall
specify
eligibility criteria in accordance with subsection (b); and (C) the manner and effect of an election
to modify or revoke a transfer of entitlement under subsection (f)(2).”
Directive Type Memorandum (DTM) 09-003, June 22, 2009
On June 22, 2009, DoD set forth the policies and procedures for carrying out the Post-
9/11 GI Bill in DTM 09-003, which became effective on August 1, 2009. The DTM states that it
is effective immediately and that it is applicable to the Office of the Secretary of Defense and the
Military Departments including the Coast Guard by agreement with the Department. The
regulation defined “Military Services” as the Army, Navy, Air Force, Marine Corps, and Coast
Guard.
Paragraph 3.b. of Attachment 1 (Responsibilities) to the DTM states that the Secretaries
of the Military Departments shall “Ensure that all eligible active duty members . . . are aware that
they are automatically eligible for educational assistance under the Post-9/11 GI Bill program
upon serving the required active duty time established in Chapter 33 of [title 38 of the United
States Code].”
Paragraph 3.g. of Attachment 1 states that the Secretaries of the Military Departments
shall “provide active duty participants . . . with qualifying active duty service individual pre-
separation or release from active duty counseling on the benefits under the Post-9/11 GI Bill and
document accordingly.”
Paragraph 3.a. of Attachment 2 (Procedures) states that members eligible to transfer
education benefits are those members in the Armed Forces on or after August 1, 2009, who have
served a specific period of active duty and who agree to a further period of active duty.
However, paragraph 3.a.(3)(b) states that for those members who have an approved retirement
date after August 1, 2009, and before July 1, 2010, no additional service is required.
Paragraph 3.g.(1) of Attachment 2 (Time of Transfer) states that an individual approved
to transfer entitlement to educational assistance under this section may transfer such entitlement
to the individual’s family member only while serving as a member of the armed forces.
Paragraph 3.j.(1) of Attachment 2 (Regulation) states that the Secretary of Defense, in
coordination with the Secretary of Veterans Affairs, shall prescribe regulations for purposes of
the transfer of
entitlement under this section; (B) the eligibility criteria in accordance with subsection (b); and
(C) the manner and effect of an election to modify or revoke a transfer of entitlement under
subsection (f)(2).
DTM 09-003 Glossary
“Member of the Armed Forces. For the purpose of this DTM, those individuals serving
on active duty or in the Selected Reserve. Does not include other members of the Ready Reserve
(such as the Individual Ready Reserve, standby Reserve, or retired members of the Armed
Forces).”
Secretary of the Military Department concerned . . . For a member of the Coast Guard,
when the Coast Guard is operating as a Service of the DHS, the term means, “the Secretary of
Homeland Security has jurisdiction over the service member.”
Coast Guard ALCOAST 377/09, June 26, 2009
The Coast Guard released ALCOAST 377/09 on June 26, 2009 (internet release was
authorized) announcing the Department of Defense and Coast Guard policy concerning Post-9/11
GI Bill benefits and the transferability of unused benefits to family members. Paragraph 6 of the
ALCOAST states that to be eligible to transfer unused education benefits to a family member, an
individual must be a member of the armed services (active duty or selected reserve) on or after
August 1, 2009. Paragraph 7.B. states that online applications for the transfer of benefits would
be accepted beginning on June 29, 2009. The ALCOAST also states that the DVA is the
authority for the Post-9/11 GI Bill, but that transferability policy is directed by the Office of the
Secretary of Defense and the Under Secretary of Defense.
Earlier Coast Guard ALCOASTs
ALCOAST 447/08 was released on September 18, 2008, and provides a brief
introduction of the Post-9/11 Veterans Education Act of 2008 (Post-9/11 GI Bill). Paragraph 3.g.
states that a “member may have the opportunity to transfer benefits to their spouse or dependent
children”, and that detailed guidance will be released ahead of the August 2009 implementation
date.
ALCOAST 444/09 was released on January 16, 2009, and provides the second update to
the Post-9/11 GI Bill and its applicability to Coast Guard members. Paragraph 4 provides details
about the transfer of benefits to spouses and children, and notes that the member must be on
active duty on August 1, 2009, and must agree to serve an additional four years of active service.
ALCOAST 250/09 was released on April 28, 2009, and is the third update to the Post-
9/11 GI Bill which was scheduled to go into effect on August 1, 2009. Paragraph 5 of the
ALCOAST states that the DVA is scheduled to begin accepting applications for transfer of
benefits on or about June 15, 2009. Section B of paragraph 5 states that the Office of the
Secretary of Defense has not released the final policy on transferability, specifically as it relates
to members who are retirement eligible between 2009 and 2012.
Precedent Decision Issued November 7, 2012
In BCMR Docket No. 2012-054, the Deputy General Counsel for the Department of
Homeland Security affirmed the Board’s decision that the Coast Guard erred when it did not
provide individual pre-separation counseling to a retiring member about his Post-9/11 GI Bill
benefits. In that case, the applicant was on terminal leave from June 30, 2009, until his
retirement on October 31, 2009, and did not receive pre-retirement counseling on the Post-9/11
GI Bill prior to his retirement. The Board found that the Coast Guard committed an error by not
providing individual, pre-separation counseling, as required by the DTM, which became
effective on June 22, 2009. The instant case is remarkably similar, because this applicant was
also on terminal leave when the DTM was issued and when the program went into effect. And
like the applicant in Docket No. 2012-054, he was not counseled about the Post-9/11GI Bill
program and the chance to transfer unused benefits before he started his terminal leave and
retired from active duty.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the applicant's
military record and submissions, the Coast Guard's submission and applicable law:
1.
The Board has jurisdiction concerning this matter pursuant to 10 U.S.C. § 1552.
The application was timely.
2.
This application involves a request for benefits under the Veterans Educational
Assistance Act of 2008, commonly referred to as the Post-9/11 GI Bill. It was signed into law in
June 2008 and became effective on August 1, 2009. Section 3319(a) of Title 38 of the United
States Code authorized eligible service members to transfer a portion of their entitlement to
educational assistance to their eligible dependents. Subsection (j) directed the Department of
Defense to prescribe implementing regulations on the transferability of educational benefits.
3.
On June 22, 2009, DoD issued Directive-Type Memorandum (DTM) 09-003
implementing the Post-9/11 GI Bill, which included regulations for transferring educational
benefits to dependents. The DTM states that it is applicable to OSD (Office of the Secretary of
Defense) and the Military Departments including the Coast Guard by agreement with the
Department of Homeland Security. Paragraph 3 of Attachment 1 (Responsibilities) states that
Service Secretaries have the responsibility for providing regulations, policy, implementation
guidance, and instructions governing the administration of the Post-9/11 GI Bill consistent with
the DTM.
Section 3.b. of Attachment 1 to the DTM states that Service Secretaries shall “[e]nsure
that all eligible active duty members and members of the Reserve Components are aware that
they are automatically eligible for educational assistance under the Post-9/11 GI Bill program
upon serving the required active duty time as established [under the applicable law].”
Section 3.g. of Attachment 1 to the DTM states that Service Secretaries shall “[p]rovide
active duty participants and members of the reserve Components with qualifying active duty
service individual pre-separation or release from active duty counseling on the benefits under the
Post-9/11 GI Bill and document accordingly.”
Paragraph 3.a. of Attachment 2 (Procedures) to the DTM states that to be eligible to
transfer unused education benefits, an individual must be a member of the armed forces (active
duty or SELRES) on or after August 1, 2009, and obligate an additional amount of service,
except that for individuals who have an approved retirement date on or after August 1, 2009, and
before July 1, 2010, no additional service is required.
Paragraph 3.g. of Attachment 2 states that an individual approved to transfer entitlement
to educational assistance under this section may transfer such entitlement to the individual’s
family member only while serving as a member of the armed forces.
5. The applicant commenced authorized terminal leave in conjunction with retirement
mid April 2009 and retired from the Coast Guard on September 1, 2009, without returning to his
unit.3 The applicant met all of the requirements to transfer his educational benefits to his
dependents, except that he did not execute the transfer prior to his retirement, as required by the
regulation. According to paragraph 3.g.(1) of Attachment 2 of the DTM, “[a]n individual
approved to transfer entitlement of educational assistance . . . may transfer such entitlement to
the individual’s family member only while serving as a member of the armed forces.” The DTM
Glossary defines members of the armed forces as those individuals serving on active duty or in
the SELRES. The definition does not include individuals in a retired status. Attachment 1 to the
DTM states that Service Secretaries must “[p]rovide active duty participants and members of the
Reserve Components with qualifying active duty service individual pre-separation or release
from active duty counseling on the benefits under the Post-9/11 GI Bill and document
accordingly.” [Emphasis added.] In paragraph 1 of ALCOAST 377/09, issued June 26, 2009,
the Coast Guard announced the DTM regulation as the Coast Guard’s policy and it is therefore
bound by that regulation.
6.
The applicant argued that the Coast Guard failed to counsel him that he could
transfer his unused Post-9/11 GI Bill education benefits to his dependents prior to his retirement.
There is no evidence before the Board that proves that the applicant received any pre-retirement
counseling about Post 9-11 GI Bill benefits prior to his retirement. The Coast Guard committed
an error by failing to provide the applicant with individual pre-separation counseling on Post-
9/11 GI Bill benefits prior to his retirement, as required by the DTM.
7. The Coast Guard argued that it provided constructive notice to the applicant about the
Post-9/11 GI Bill via two ALCOASTs that were published before he began terminal leave, and
that it was “clearly a failure on the applicant’s behalf to read posted information….” prior to his
departure on terminal leave. The Coast Guard would place all of the responsibility on the
member to learn about the program and limits its responsibility to announcements through
ALCOASTs. However, the DTM requires that the Services do more than just announce the
program; it places the responsibility on each Service to ensure that all eligible active duty
members are aware of their automatic eligibility for education assistance under the Post-9/11 GI
Bill and to provide individual counseling on the program’s benefits prior to separation.
Webster’s Ninth New Collegiate Dictionary, p. 808, defines notice as a “written or printed
announcement.” It defines counseling as “professional guidance of the individual…” Id. p. 296.
The Board finds that posting ALCOASTSs do not meet the individual counseling requirement of
the DTM.
8. The facts in this case are similar to those in BCMR No. 2012-054 in which the
Principal Deputy General Counsel approved the Board’s findings that the Coast Guard
committed an error by not counseling that applicant about his Post-9/11 GI Bill benefits prior to
his retirement on October 31, 2009 as required by the DTM that was published and became
effective on June 22, 2009.
3 According to Article 12.C.1.d. of the Personnel Manual (2005), members who have been granted leave in
accordance with their retirement do not return to their duty stations to receive final discharge documents. The
documents are mailed to the members at their then-location.
Accordingly, the applicant has demonstrated an error in his record and his request
9.
should be granted. No basis exists on which to treat this applicant differently than the applicant
in 2012-054.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
ORDER
The application of XXXXXXXXXXXXXXXXXXXX Retired, for correction of his
military record is granted. His record shall be corrected to show that before retiring from active
duty on September 1, 2009, he transferred his Post-9/11 GI Bill educational benefits to his
eligible dependents. The Coast Guard shall assist him with the paperwork necessary to
accomplish this transfer of benefits.
Philip B. Busch
Ashley A. Darbo
Dorothy J. Ulmer
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